Broker Check

For Advisors

Providing A Dynamic Platform For Independent Advisors

If you are a financial advisor, consider affiliating with Dempsey Lord Smith as your broker/dealer. We will help you grow your business while allowing you to maintain your independence that we all know is key to providing superior service to your clients.

Independence was why our principal owners started the firm: We wanted the flexibility and freedom to offer our own clients a wide array of investment choices. Today, we enjoy the ability to develop the best platform for clients’ needs because we are not tied to proprietary products.

Another goal of our firm is to provide friendly, efficient and prompt back office service while giving the support independent financial advisors need. We feel our firm allows each independent advisor the ability to service their clients unencumbered from the fees and hassles of clearing transactions through larger broker/dealers. All of our highly experienced staff work for you - our independent advisors.

In an effort to offer other financial advisors advisors the same advantages that those of our firm enjoy, we are actively recruiting financial advisors to join our team. For more information, email to request information or call Kathi Mansfield @ 706-238-9575.